Sophie's World: A Novel About the History of Philosophy Read online

  Dear Philosopher, It was me who was in your cabin early Sunday morning. I wanted so much to meet you and discuss some of the philosophic problems. For the moment I am a Plato fan, but I am not so sure he was right about ideas or pattern pictures existing in another reality. Of course they exist in our souls, but I think—for the moment anyway— that this is a different thing. I have to admit too that I am not altogether convinced of the immortality of the soul. Personally, I have no recollections from my former lives. If you could convince me that my deceased grandmother’s soul is happy in the world of ideas, I would be most grateful.

  Actually, it was not for philosophic reasons that I started to write this letter (which I shall put in a pink envelope with a lump of sugar). I just wanted to say I was sorry for being disobedient. I tried to pull the boat completely up on shore but I was obviously not strong enough. Or perhaps a big wave dragged the boat out again.

  I hope you managed to get home without getting your feet wet. If not, it might comfort you to know that I got soaked and will probably have a terrible cold. But that’ll be my own fault.

  I didn’t touch anything in the cabin, but I am sorry to say that I couldn’t resist the temptation to take the envelope that was on the table. It wasn’t because I wanted to steal anything, but as my name was on it, I thought in my confusion that it belonged to me. I am really and truly sorry, and I promise never to disappoint you again.

  P.S. I will think all the new questions through very carefully, starting now.

  P.P.S. Is the mirror with the brass frame above the white chest of drawers an ordinary mirror or a magic mirror? I’m only asking because I am not used to seeing my own reflection wink with both eyes.

  With regards from your sincerely interested pupil, SOPHIE

  Sophie read the letter through twice before she put it in the envelope. She thought it was less formal than the previous letter she had written. Before she went downstairs to the kitchen to get a lump of sugar she looked at the note with the day’s questions:

  “What came first—the chicken or the “idea” chicken?

  This question was just as tricky as the old riddle of the chicken and the egg. There would be no chicken without the egg, and no egg without the chicken. Was it really just as complicated to figure out whether the chicken or the “idea” chicken came first? Sophie understood what Plato meant. He meant that the “idea” chicken had existed in the world of ideas long before chickens existed in the sensory world. According to Plato, the soul had “seen” the “idea” chicken before it took up residence in a body. But wasn’t this just where Sophie thought Plato must be mistaken? How could a person who had never seen a live chicken or a picture of a chicken ever have any “idea” of a chicken? Which brought her to the next question:

  Are we born with innate “ideas”? Most unlikely, thought Sophie. She could hardly imagine a newborn baby being especially well equipped with ideas. One could obviously never be sure, because the fact that the baby had no language did not necessarily mean that it had no ideas in its head. But surely we have to see things in the world before we can know anything about them.

  “What is the difference between a plant, an animal, and a human?” Sophie could immediately see very clear differences.

  For instance, she did not think a plant had a very complicated emotional life. Who had ever heard of a bluebell with a broken heart? A plant grows, takes nourishment, and produces seeds so that it can reproduce itself. That’s about all one could say about plants. Sophie concluded that everything that applied to plants also applied to animals and humans. But animals had other attributes as well. They could move, for example. (When did a rose ever run a marathon?) It was a bit harder to point to any differences between animals and humans. Humans could think, but couldn’t animals do so as well? Sophie was convinced that her cat Sherekan could think. At least, it could be very calculating. But could it reflect on philosophical questions? Could a cat speculate about the difference between a plant, an animal, and a human? Hardly! A cat could probably be either contented or unhappy, but did it ever ask itself if there was a God or whether it had an immortal soul? Sophie thought that was extremely doubtful. But the same problem was raised here as with the baby and the innate ideas. It was just as difficult to talk to a cat about such questions as it would be to discuss them with a baby.

  “Why does it rain?” Sophie shrugged her shoulders. It probably rains because seawater evaporates and the clouds condense into raindrops. Hadn’t she learnt that in the third grade? Of course, one could always say that it rains so that plants and animals can grow. But was that true? Had a shower any actual purpose?

  The last question definitely had something to do with purpose: “What does it take to live a good life?”

  The philosopher had written something about this quite early on in the course. Everybody needs food, warmth, love, and care. Such basics were the primary condition for a good life, at any rate. Then he had pointed out that people also needed to find answers to certain philosophical questions. It was probably also quite important to have a job you liked. If you hated traffic, for instance, you would not be very happy as a taxi driver. And if you hated doing homework it would probably be a bad idea to become a teacher. Sophie loved animals and wanted to be a vet. But in any case she didn’t think it was necessary to win a million in the lottery to live a good life.

  Quite the opposite, more likely. There was a saying:

  The devil finds work for idle hands.

  Sophie stayed in her room until her mother called her down to a big midday meal. She had prepared sirloin steak and baked potatoes. There were cloudberries and cream for dessert.

  They talked about all kinds of things. Sophie’s mother asked her how she wanted to celebrate her fifteenth birthday. It was only a few weeks away.

  Sophie shrugged.

  “Aren’t you going to invite anyone? I mean, don’t you want to have a party?”

  “Maybe.”

  “We could ask Martha and Anne Marie ... and Helen. And Joanna, of course. And Jeremy, perhaps. But that’s for you to decide. I remember my own fifteenth birthday so clearly, you know. It doesn’t seem all that long ago. I felt I was already quite grown up. Isn’t it odd, Sophie! I don’t feel I have changed at all since then.”

  “You haven’t. Nothing changes. You have just developed, gotten older...”

  “Mm ... that was a very grownup thing to say. I just think it’s all happened so very quickly.”

  Aristotle

  ...a meticulous organizer who wanted to clarify our concepts …

  While her mother was taking her afternoon nap, Sophie went down to the den. She had put a lump of sugar in the pink envelope and written “To Alberto” on the outside.

  There was no new letter, but after a few minutes Sophie heard the dog approaching.

  “Hermes!” she called, and the next moment he had pushed his way into the den with a big brown envelope in his mouth.

  “Good boy!” Sophie put her arm around the dog, which was snorting and snuffling like a walrus. She took the pink envelope with the lump of sugar and put it in the dog’s mouth. He crawled through the hedge and made off into the woods again.

  Sophie opened the big envelope apprehensively, wondering whether it would contain anything about the cabin and the boat.

  It contained the usual typed pages held together with a paperclip. But there was also a loose page inside. On it was written:

  Dear Miss Sleuth, or, to be more exact, Miss Burglar. The case has already been handed over to the police.

  Not really. No, I’m not angry. If you are just as curious when it comes to discovering answers to the riddles of philosophy, I’d say your adventure was very promising. It’s just a little annoying that I’ll have to move now. Still, I have no one to blame but myself, I suppose. I might have known you were a person who would always want to get to the bottom of things.

  Greetings, Alberto

  Sophie was relieved. So he was not angry after all. Bu
t why would he have to move?

  She took the papers and ran up to her room. It would be prudent to be in the house when her mother woke up. Lying comfortably on her bed, she began to read about Aristotle.

  PHILOSOPHER AND SCIENTIST

  Dear Sophie: You were probably astonished by Plato’s theory or ideas. You are not the only one! I do not know whether you swallowed the whole thing—hook, line, and sinker—or whether you had any critical comments. But if you did have, you can be sure that the self-same criticism was raised by Aristotle (384-322 B.C.), who was a pupil at Plato’s Academy for almost twenty years.

  Aristotle was not a native of Athens. He was born in Macedonia and came to Plato’s Academy when Plato was 61. Aristotle’s father was a respected physician— and therefore a scientist. This background already tells us something about Aristotle’s philosophic project. What he was most interested in was nature study. He was not only the last of the great Greek philosophers, he was Europe’s first great biologist.

  Taking it to extremes, we could say that Plato was so engrossed in his eternal forms, or “ideas,” that he took very little notice of the changes in nature. Aristotle, on the other hand, was preoccupied with just these changes—or with what we nowadays describe as natural processes.

  To exaggerate even more, we could say that Plato turned his back on the sensory world and shut his eyes to everything we see around us. (He wanted to escape from the cave and look out over the eternal world of ideas!) Aristotle did the opposite: he got down on all fours and studied frogs and fish, anemones and poppies.

  While Plato used his reason, Aristotle used his senses as well.

  We find decisive differences between the two, not least in their writing. Plato was a poet and mythologist; Aristotle’s writings were as dry and precise as an encyclopedia. On the other hand, much of what he wrote was based on up-to-the-minute field studies.

  Records from antiquity refer to 170 titles supposedly written by Aristotle. Of these, 47 are preserved. These are not complete books; they consist largely of lecture notes. In his time, philosophy was still mainly an oral activity.

  The significance of Aristotle in European culture is due not least to the fact that he created the terminology that scientists use today. He was the great organizer who founded and classified the various sciences.

  Since Aristotle wrote on all the sciences, I will limit myself to some of the most important areas. Now that I have told you such a lot about Plato, you must start by hearing how Aristotle refuted Plato’s theory of ideas. Later we will look at the way he formulated his own natural philosophy, since it was Aristotle who summed up what the natural philosophers before him had said. We’ll see how he categorizes our concepts and founds the discipline of Logic as a science. And finally I’ll tell you a little about Aristotle’s view of man and society.

  No Innate Ideas

  Like the philosophers before him, Plato wanted to find the eternal and immutable in the midst of all change. So he found the perfect ideas that were superior to the sensory world. Plato furthermore held that ideas were more real than all the phenomena of nature. First came the idea “horse,” then came all the sensory world’s horses trotting along like shadows on a cave wall. The idea “chicken” came before both the chicken and the egg.

  Aristotle thought Plato had turned the whole thing upside down. He agreed with his teacher that the particular horse “flows” and that no horse lives forever. He also agreed that the actual form of the horse is eternal and immutable. But the “idea” horse was simply a concept that we humans had formed after seeing a certain number of horses. The “idea” or “form” horse thus had no existence of its own. To Aristotle, the “idea” or the “form” horse was made up of the horse’s characteristics—which define what we today call the horse species.

  To be more precise: by “form” horse, Aristotle meant that which is common to all horses. And here the metaphor of the gingerbread mold does not hold up because the mold exists independently of the particular gingerbread cookies. Aristotle did not believe in the existence of any such molds or forms that, as it were, lay on their own shelf beyond the natural world. On the contrary, to Aristotle the “forms” were in the things, because they were the particular characteristics of these things.

  So Aristotle disagreed with Plato that the “idea” chicken came before the chicken. What Aristotle called the “form” chicken is present in every single chicken as the chicken’s particular set characteristics—for one, that it lays eggs. The real chicken and the “form” chicken are thus just as inseparable as body and soul.

  And that is really the essence of Aristotle’s criticism of Plato’s theory of ideas. But you should not ignore the fact that this was a dramatic turn of thought. The highest degree of reality, in Plato’s theory, was that which we think with our reason. It was equally apparent to Aristotle that the highest degree of reality is that which we perceive with our senses. Plato thought that all the things we see in the natural world were purely reflections of things that existed in the higher reality of the world of ideas—and thereby in the human soul. Aristotle thought the opposite: things that are in the human soul were purely reflections of natural objects. So nature is the real world. According to Aristotle, Plato was trapped in a mythical world picture in which the human imagination was confused with the real world.

  Aristotle pointed out that nothing exists in consciousness that has not first been experienced by the senses. Plato would have said that there is nothing in the natural world that has not first existed in the world of ideas. Aristotle held that Plato was thus “doubling the number of things.” He explained a horse by referring to the “idea” horse. But what kind of an explanation is that, Sophie? Where does the “idea” horse come from, is my question. Might there not even be a third horse, which the “idea” horse is just an imitation of?

  Aristotle held that all our thoughts and ideas have come into our consciousness through what we have heard and seen. But we also have an innate power of reason. We have no innate ideas, as Plato held, but we have the innate faculty of organizing all sensory impressions into categories and classes. This is how concepts such as “stone,” “plant,” “animal,” and “human” arise. Similarly there arise concepts like “horse,” “lobster,” and “canary.”

  Aristotle did not deny that humans have innate reason. On the contrary, it is precisely reason, according to Aristotle, that is man’s most distinguishing characteristic. But our reason is completely empty until we have sensed something. So man has no innate “ideas.”

  The Form of a Thing Is Its Specific Characteristics

  Having come to terms with Plato’s theory of ideas, Aristotle decided that reality consisted of various separate things that constitute a unity of form and substance. The “substance” is what things are made of, while the “form” is each thing’s specific characteristics.

  A chicken is fluttering about in front of you, Sophie. The chicken’s “form” is precisely that it flutters—and that it cackles and lays eggs. So by the “form” of a chicken, we mean the specific characteristics of its species—or in other words, what it does. When the chicken dies—and cackles no more—its “form” ceases to exist. The only thing that remains is the chicken’s “substance” (sadly enough, Sophie), but then it is no longer a chicken.

  As I said earlier, Aristotle was concerned with the changes in nature. “Substance” always contains the potentiality to realize a specific “form.” We could say that “substance” always strives toward achieving an innate potentiality. Every change in nature, according to Aristotle, is a transformation of substance from the “potential” to the “actual.”

  Yes, I’ll explain what I mean, Sophie. See if this funny story helps you. A sculptor is working on a large block of granite. He hacks away at the formless block every day. One day a little boy comes by and says, “What are you looking for?”

  “Wait and see,” answers the sculptor. After a few days the little boy comes back, and now the scu
lptor has carved a beautiful horse out of the granite. The boy stares at it in amazement, then he turns to the sculptor and says, “How did you know it was in there?”

  How indeed! In a sense, the sculptor had seen the horse’s form in the block of granite, because that particular block of granite had the potentiality to be formed into the shape or a horse. Similarly Aristotle believed that everything in nature has the potentiality of realizing, or achieving, a specific “form.”

  Let us return to the chicken and the egg. A chicken’s egg has the potentiality to become a chicken. This does not mean that all chicken’s eggs become chickens—many of them end up on the breakfast table as fried eggs, omelettes, or scrambled eggs, without ever having realized their potentiality. But it is equally obvious that a chicken’s egg cannot become a goose. That potentiality is not within a chicken’s egg. The “form” of a thing, then, says something about its limitation as well as its potentiality.

  When Aristotle talks about the “substance” and “form” of things, he does not only refer to living organisms. Just as it is the chicken’s “form” to cackle, flutter its wings, and lay eggs, it is the form of the stone to fall to the ground. Just as the chicken cannot help cackling, the stone cannot help falling to the ground. You can, of course, lift a stone and hurl it high into the air, but because it is the stone’s nature to fall to the ground, you cannot hurl it to the moon. (Take care when you perform this experiment, because the stone might take revenge and find the shortest route back to the earth!)

  The Final Cause

  Before we leave the subject of all living and dead things having a “form” that says something about their potential “action,” I must add that Aristotle had a remarkable view of causality in nature.